SIE (Securities) — beta
SIE Practice Test 6 (Beta)
Free — no payment neededPractice betaLevel: Mixed
Practice beta: 20 original questions organized by the FINRA SIE content outline. Not affiliated with FINRA.
Created by AI
Practice test, not affiliated with any government agency. Original questions written from public sources, checked by a second AI reviewer and automated checks. Rules change; confirm with the official handbook.
Before you start
- Questions
- 20 multiple-choice questions, one at a time
- Time
- About 12 minutes. Untimed — take as long as you need.
- Pass mark
- 14 out of 20 correct (70%)
- Feedback
- Your score, the correct answers and short explanations when you finish
- Account
- Not needed. Your answers stay in this browser.
What this test covers
Trading customer accounts and prohibited activitiesKnowledge of capital marketsProducts and their risksOverview of regulatory framework
Preview the first question
A company announces a 2-for-1 stock split. What is the usual effect on the market price per share and on the cost basis per share?
- Both are cut roughly in half
- Price stays the same but cost basis is halved
- Price is halved but cost basis doubles
- Both double
Answers are revealed on the results page after you finish.