SIE (Securities) — beta

SIE Practice Test 36 (Beta)

Free — no payment neededPractice betaLevel: Mixed

Practice beta: 20 original questions organized by the FINRA SIE content outline. Not affiliated with FINRA.

20 questions
About 12 minutes · untimed
Pass mark 14 of 20 (70%)

Created by AI

Practice test, not affiliated with any government agency. Original questions written from public sources, checked by a second AI reviewer and automated checks. Rules change; confirm with the official handbook.

Before you start

Questions: 20 multiple-choice questions, one at a time
Time: About 12 minutes. Untimed — take as long as you need.
Pass mark: 14 out of 20 correct (70%)
Feedback: Your score, the correct answers and short explanations when you finish
Account: Not needed. Your answers stay in this browser.

What this test covers

Knowledge of capital marketsProducts and their risksTrading customer accounts and prohibited activitiesOverview of regulatory framework

Preview the first question

Which Securities Act rule deals with summary prospectuses?

Rule 147
Rule 215
Rule 144A
Rule 431

Answers are revealed on the results page after you finish.

Back to SIE (Securities) — beta tests

20 questions · ~12 minFree · Pass mark 70%

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